Summary
Overview
Work History
Education
Skills
Certification
Timeline
Generic

Shrushti Parma

Investment Compliance Analyst
Hyderabad

Summary

Diligent Analyst with overall 2+ experience in financial markets industry with experience in Investment compliance activities and Asset management industry. I have gained knowledge of issues related to financial regulations (UCITS, KAGB, NURS) and Capital markets. I also widened my experience in managing, organizing and working in a team with a diverse background. Recognized for enhancing operational efficiency through comprehensive documentation and effective stakeholder communication, ensuring compliance with UCITS and ESG compliance standards.

Overview

6
6
years of professional experience
1
1
Certification

Work History

Analyst

MassMutual
09.2023 - Current
  • Efficient in using portfolio monitoring tools like Bloomberg, Aladdin and Refinitiv for monitoring post trade extensive work on US, EMEA & APAC regions.
  • Daily activities include internal review of batch emails and assist with the batch investigation process and determine the nature of breaches and manual tasks, completion emails for different regions, ensure share point, breach logs are raised appropriately, and notifications are sent timely.
  • Review of list update process for US region and ensure they are done timely and accurately.
  • Daily interaction with various teams that included internal and external stakeholders.
  • Conducted ESG research and PSI ratings for leading global firms including Blackrock, Invesco and many more.
  • Proficient in ensuring compliance across UCITS, derivatives, bonds, structured products (including CLOs), and other asset classes.
  • Responsible for monthly and quarterly client reporting, ensuring accuracy and timeliness.
  • Reviewed Investment Management Agreements (IMAs) and developed compliance monitoring matrices for various funds that clearly distinguish fund rules, making them easier to interpret and apply.
  • Improved internal knowledge sharing by developing comprehensive documentation outlining standard operating procedures for various tasks.

Officer

Atos Syntel
05.2019 - 10.2019
  • Managed bank and cash reconciliations across finance, investment banking, mutual funds, and capital markets, while managing financial operations across finance, investment banking, mutual funds, and capital markets.
  • Handling client data management, audit processes, compiling reconciliation reports and communicating findings to onshore team in the UK.
  • Preparing external and internal reconciliation reports to maintain compliance and operational efficiency.

Education

P.G.D.M - Finance & Operations

Institute of Public Enterprise
Hyderabad
04.2001 -

B.M.S - Finance

K.G. Joshi College of Arts & Commerce
Thane, India
04.2001 -

Skills

    Proficient Investment compliance Knowledge in Guideline interpretation,and Batch Monitoring in Aladdin

    Strong knowledge in financial instruments like Bonds, structured products (CLO), derivatives, and other asset classes

    Strong knowledge in risk management techniques such as scenario analysis, stress testing, VAR, Credit risk measurement

    Regulatory knowledge on UCITS, ESG, PSI, MIFID 2, BASEL compliance standards

    Technical skills including MS Excel, Bloomberg, Aladdin

Certification

Certified financial analyst program

Timeline

Analyst

MassMutual
09.2023 - Current

Officer

Atos Syntel
05.2019 - 10.2019

P.G.D.M - Finance & Operations

Institute of Public Enterprise
04.2001 -

B.M.S - Finance

K.G. Joshi College of Arts & Commerce
04.2001 -

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Shrushti ParmaInvestment Compliance Analyst