Summary
Overview
Work History
Education
Skills
Accomplishments
Certification
Additional Responsibilities
Languages
Timeline
Generic

Shikha Tiwari

Hyderabad

Summary

Analytical and detail-Oriented Compliance professional with 4+years of experience in AML/KYC operation specializing in Enhance due Diligence (EDD) for individual clients. Skilled in identifying high risk profile conducting source of wealth verification and ensuring adherence to regulatory framework.

Overview

5
5
years of professional experience
1
1
Certification

Work History

Senior Process Executive

Cognizant technology Solutions
12.2024 - Current
  • Performed EDD review on high-net-worth individuals identifying beneficial ownership structure and verifying source of funds.
  • Use specialized software and systems to monitor financial transactions and customer activity for suspicious patterns and red flags this include identifying unusual or high-risk transaction that don’t align with customer profile
  • Conduct thorough investigations into flagged alerts and suspicious activities. This involves gathering and analysing data from various sources, such as account histories, customer information (KYC/CDD), and public records.
  • Prepare and file detailed Suspicious Activity Reports (SARs) or other required documentation.
  • Perform enhanced due diligence (EDD) on high-risk accounts and clients to gain a deeper understanding of their financial activities and mitigate risks to ensure all actions and reporting are in full compliance with relevant AML laws and regulations (e.g., Bank Secrecy Act, Patriot Act).

Research Analyst

Carelon Global Solution
11.2020 - 07.2024
  • Reviewed customer transactions, financial activity and funding sources to build risk profiles.
  • Kept up-to-date record system by timely updating client profiles following any changes in their status or information.
  • Checked the customer risk rating profile and Escalate suspicious activities
  • Mitigated risks by implementing and enforcing KYC policies and procedures.
  • Ensured compliance with regulatory standards by conducting thorough due diligence checks.

Education

Master of Business Administration - Finance

Osmania University
01.2021

Skills

  • Regulatory Knowledge on AML, KYC & Due Diligence
  • Risk Rating profile (Individuals)
  • Understanding of transaction pattern
  • Fraud detection & typologies

Accomplishments

  • Received Accuracy champion Award/Shining star award in Carelon global solutions
  • Received appreciation award from Onshore for taking and completing the high priority work with in timeline-Cognizant Technology solutions

Certification

NISM-Series V-B: Mutual Fund Foundation is certification offered by the National Institute of Securities Markets (NISM) in India. It is designed to educate and certify individuals who wish to gain foundational knowledge about mutual funds.

Additional Responsibilities

  • Mentoring and training new batches of associates
  • Preparing and sharing daily pendency trackers

Languages

English
Bilingual or Proficient (C2)
Hindi
Bilingual or Proficient (C2)
Telugu
Bilingual or Proficient (C2)

Timeline

Senior Process Executive

Cognizant technology Solutions
12.2024 - Current

Research Analyst

Carelon Global Solution
11.2020 - 07.2024

Master of Business Administration - Finance

Osmania University

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Shikha Tiwari