sandeep kumar Lingani

• Checking the KYC documents received from the clients for the account opening.
• Basics Understanding of KYC AMI Requirements.
• Experience in Customer Life Cycle Management KYC, Client onboarding, Product Fulfillment, Periodic reviews.
• Reviewed new prospect KYC
• Provided training to new team members on KYC procedures, resulting in increased productivity and effectiveness.
• Offered internal support for audit, compliance and reporting activities.
• Coordinated ongoing monitoring efforts for high-risk accounts by tracking changes in customers'' profiles and transaction patterns.
• Collecting and verifying the confidential client data via publicly available and internal source.
• Conduct review on alerts generated for transaction monitoring or screening alerts in sanctions, adverse media and political exposed persons
• Understand the customer's background details (KYC-Know your customers), which include identifying the CIP, sourve of income, employment status, Nationality, Screening and other account details.
• Screening has been performed on adverse media, OFAC, PEP classification, Negative news mitigation has been done for individuals.
• Efficient in using tools like fenergo, rdc for screening, smart client and can process end to end KYC with high standards.
• Performing the Enhanced Due Diligence (EDD) on the customers and related parties using the various tools Identifying Politically Exposed Person (PEP) and Potential Pep's Conducting Enhanced due diligence.
• Transactions of customers are also being monitored when there is trigger being raised automatically. Transactions monitoring done for clients
• Sending a case for outreach after performing IDD for missing documents and meeting the requirements on the basis of country.

ADDITIONAL ACTIVITY:
Taking Additional activities in the team and active part in team activities:
I maintain the SOD and EDD reports.
Strong understanding of daily process updates.
Contact to process related queries for the team. updates as per requirements.

• Reduced false positives with continuous refinement of system parameters and algorithms.
• Streamlined workflows by automating repetitive tasks, increasing team productivity.
• Identified and measured key performance indicators to drive and improve business performance.
• Enhanced cross-functional collaboration for better risk management and regulatory compliance.
• Ensured compliance with relevant regulations by conducting regular audits on transaction screening processes.
• Created and maintained necessary reclassification of journal entries.
• Conducted root cause analyses on identified issues, implementing corrective actions to prevent recurrence.
• Participated in periodic review meetings with senior management providing updates on progress made towards achieving departmental goals.
• Reviewed budget performance variances and recorded cash transfers between entities.
• Maintained up-to-date knowledge of industry trends and emerging threats, adapting strategies as needed to protect against financial crime risks.
• Supported KYC processes for prospective and existing customers.
• Ensured compliance with regulatory requirements by conducting thorough customer due diligence checks.

• Maintained strict adherence to quality standards by conducting regular audits, resulting in reduced error rates.
• Answered telephone or online requests and completed interactions quickly to meet productivity goals.
• Investigated basic issues and escalated more complicated concerns.
• Collaborated with peers to measure ongoing process performance, enacting changes based on historical data.