Priyanka Jaiswal

• Focused on the 'Sarbanes-Oxley' and 'Dodd-Frank' acts of auditor independence with respect to banking, financial services, and asset management domains.
• Analyze and conduct research utilizing databases like Duns & Bradstreet, SEC filings, Form ADV, FINRA, and Bloomberg for investment advisors, broker-dealers, funds, and entities.
• Provide exceptional client services by resolving client queries, seamless delivery, high-quality work, meeting project deadlines, and addressing ad-hoc requests with challenging timelines.
• Prepare multiple reports and update profiles of EY’s audit clients for independence check procedures.
• Manage the testing of new automated tools.
• Identify business process improvement areas, calibrate the team, and conduct process training.
• Collaborated with cross-functional teams to identify opportunities for process improvement and increased efficiency.

Awards and recognition:

• SPOT Award for exceeding KPIs for FY '19.
• Exceptional Client Service Award for handling 10 core accounts and providing exceptional service to clients.
• Promoted from Associate Analyst to Analyst FY’20
• Highest Performing Team Award (Core Accounts) for working as a team player and leading the project along with other team members.
• SPOT Award FY20 for exceeding KPIs and delivering 98% to 100% quality, along with handling 8 core accounts.
• Special recognition for displaying high ownership, with minimal intervention, taking the lead, and providing a transition to new associates.
• Moved to self-review for displaying gold standard quality and feedback received from core accounts client.

• Independence confirmation for the audit client.
• Identified business or strategic relationships, and reporting.
• Identified new engagements, their pre-approvals, and reviewing unpaid fees.

Achievement: EY offered a full-time position as an Associate Analyst.

• Plan targeted college promotional activities on various search engines and educational portals.
• Provide feedback and respond to queries posted by potential students, parents, and other stakeholders.

• Summer Training as Finance Intern.
• Introductory training on Business Modeling, Business Plans, and Investment Banking.
• Formal training on Forex, arbitrage, and online trading. Resolved arbitrage queries, conducted simulated online trading, and utilized technical tools like Bollinger bands, moving averages, etc.
• Project: Analysis of Mutual Funds – Risk and Return.
• Live Project: Presented the business plan and won the Top 5 Performer's Award from the company.