Mohd. Irshad Ansari
Associate - Client Data Manager (CIB -KYC QC MANAGER)
Hyderabad
Summary
Highly motivated, detail-oriented, and resourceful professional with 12+ years of experience in the banking and financial industry. Specializes in KYC/AML, client on-boarding, risk and compliance, and customer service. Expertise lies in being a valuable member of the Compliance, Conduct, and Operational Risk Quality Control Monitoring and Testing team, focusing on quality control and regulatory adherence.
Overview
13
13
years of professional experience
4
4
years of post-secondary education
3
3
Certifications
2
2
Languages
Work History
Associate - Client Data Manager
J.P Morgan Chase & Co
12.2016 - Current
- Conducting review of KYC records are compliant as per Risk & Controls standards and regulatory norms, quality and timely completion of all client-level due diligence like Customer Identification (CIP), Minimum Due Diligence (MDD), Enhanced Due Diligence (EDD), Local Due Diligence (LDD) maintained for KYC casework conducted by KYC analysts for on-boarding, new business, new customer, renewal/remediation or re certification on low, medium and high risk clients for the NAM, LATM, WHEM, EMEA and APAC regions
- Part of the Compliance, Conduct, and Operational Risk Quality Control Monitoring and Testing team, specializing in quality control assessments and ensuring adherence to regulatory and operational standards
- Assessing current KYC volumes and determining team capacity to support KYC activities relative to allocation of cases
- Responsible for preparing and reporting team SLA's to management and stakeholders; Recommend driving changes to KYC work flow & process
- Identifying problem areas and risk associated with processes and make recommendations to improve quality of KYC analyst file work
- Develop the on-going KYC training plan to develop and enhance staff knowledge of business and product
- Also, conduct training session on new procedural update to provide the team with guidance, support as needed in order to ensure a high-quality standards and productivity
- Manage team calibration with Quality Assurance (QA) to close the feedback loop on quality checked records and make corrections to KYC records
- MIS updates to the on-shore management and running governance calls
OPC (Operation permanent control) as QA
BNP Paribas
12.2015 - 12.2016
- Perform quality analysis of KYC files pertaining to various sites such as the United Kingdom, the United States, Canada, France, Middle East, Africa, Australia, India, Hong Kong, Singapore and Thailand
- Good knowledge of performing client background screening using internal and external tools such as World-Check, Factiva & Google
- Observation found while checking the record was shared with the KYC teams and respective team leads
- For all remediation/renewal requests
- Present the results of quality analysis with onshore stakeholders in different forums such as Risk Committee and Governance Committee meetings
- Perform language grid exercise to identify foreign language expert requirement in the KYC team
- Perform SLA adherence control exercise for the KYC team, and report any instances of breach of SLA
- Handling of printer control exercise for the KYC team, thereby ensuring there is no breach of client data protection
- Perform shared drive control, and identify and report any incidents of client data confidentiality breach
Sr. KYC Analyst
Mphasis Ltd
07.2014 - 12.2015
- Working at client location for KYC/AML India Remediation/renewal project & Global KYC for corporate in JP Morgan Chase
- Determining the high and low risk of the client by filling up the RACM sheet
- CIP (client identification program), includes nature of business, objective of business, strategy of business, potential area of concern, PEP, and conclusion
- Document required for KYC and AML, constitutional docs(AOA, COI, and MOA), annual report, POA, UBO declaration, client declaration, KYC form, board resolution, company registry, and regulatory proofs, PAN card and SEBI letter in case of Indian remediation
- Doing research and using third party sites (egg
- MCA, Bloomberg, Lexis Nexus, Google search, SEC, Company House (UK) etc) to get more in depth knowledge of the client
Operational Officer (Sr. Transaction processing officer)
Mphasis Ltd.
06.2012 - 07.2014
- Money Desk Disbursement - CASH Management for Non - Retirement & Retirement accounts
- To manage the day-to-day planning, operation and problem-solving of a team to meet the required service level components and standards, Reviews grant letters, funding and entitlement reports; analyzes and reconciles outstanding balances
- Handling various cash transaction like high value payments via Check, ACH, wire and other way of transferring of cash by providing confirmation to client
- Taking necessary confirmation before processing any High Value Transaction to avoid any frauds and adhering to AML guidelines
Education
MBA - Finance
Manonmaniam Sundaranar University
Tirunelveli, Tamil Nadu 01.2013 - 12.2013
BCA - undefined
MAHARSHI DAYANAND university
01.2010 - 12.2010
Intermediate - Science
UTTAR PRADESH BOARD
01.2005 - 12.2005
S. S. C. - undefined
ICSE
01.2002 - 12.2002
Skills
Proficient computer skills, Mathematical Skills and Organizational Skills
MS office (Word, Excel, PowerPoint)
Internet (Email services and application)
World check, Lexis-Nexis, Lynx, Vigilance, Factiva, and Google news, SEC filing, FTcom and other applicable Surveillance system
Personal Information
- Passport Number: V0381541
- Date of Birth: 12/05/87
- Nationality: Indian
- Marital Status: Married
Certification
ACAMS- Human Trafficking & Smuggling
Timeline
UNODC- Understanding Transactional organized Crime
06-2020
ACAMS- Human Trafficking & Smuggling
05-2020
Banker's Academy- Global AML for Canada
05-2020
Associate - Client Data Manager
J.P Morgan Chase & Co
12.2016 - Current
OPC (Operation permanent control) as QA
BNP Paribas
12.2015 - 12.2016
Sr. KYC Analyst
Mphasis Ltd
07.2014 - 12.2015
MBA - Finance
Manonmaniam Sundaranar University
01.2013 - 12.2013
Operational Officer (Sr. Transaction processing officer)
Mphasis Ltd.
06.2012 - 07.2014
BCA - undefined
MAHARSHI DAYANAND university
01.2010 - 12.2010
Intermediate - Science
UTTAR PRADESH BOARD
01.2005 - 12.2005
S. S. C. - undefined
ICSE
01.2002 - 12.2002
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