Bindu Rejeti

• Spearhead risk assessment and controls testing by integrating AI and GenAI-powered analytics for enhanced detection of operational risks and compliance gaps.
• Lead design and implementation of automation workflows streamlining regulatory reporting and operational risk routines using AI-driven tools.
• Utilize advanced data analytics and visualization tools such as, Tableau, Microsoft Power BI to derive actionable insights and monitor risk indicators effectively using Data Integrity reporting.
• Involved in regulatory reporting using FRASA control reporting and performing QA/QC data validation of Operational Risk Events.
• Conduct internal audit support and process reviews leveraging SharePoint for document management and collaboration via Health Checks.
• Manage incident investigations and root cause analysis using case management software and tools aligned with regulatory standards.
• Support ESG and data governance initiatives through robust data quality validation and compliance monitoring in Operational risk related regulatory reporting.

• Employ risk management platforms such as Fircosoft and Lexis Nexis to perform sanctions screening, conduct client due diligence, and execute fraud detection investigations.
• Utilize advanced data analytics platforms to enhance sanctions screening, AML/KYC compliance, and produce risk reporting aligned with global regulations including OFAC, UN, EU, and UK-HMT.
• Conduct Level 3 adjudication and perform complex investigations utilizing tools like Fircosoft and Lexis Nexis to enable precise risk evaluation.
• Screen client lists thoroughly, conduct fraud investigations, and manage compliance with Bank Secrecy Act (BSA) requirements.
• Carry out investigations of financial crimes transactions and policy violations, managing risk and compliance by researching and analyzing complex transaction patterns, trends, and anomalies.

1.Alert Receipt and Prioritization

2.Detailed Case Review

3.Use of Specialized Tools and Databases

4.Risk Assessment and Analysis

5.Investigation and Research

6.Decision Making

7.Documentation and Reporting

8.Escalation and Remediation

9.Feedback and Continuous Improvement

• Manage AML/KYC alert investigations efficiently by reviewing alerts based on Watchlist of Concern (WOC), Specially Designated Nationals (SDN) data, and discounting factors.
• Prepare detailed case analyses and escalate issues when necessary, ensuring accurate and compliant documentation.
• Liaise effectively with internal teams and customers to gather additional information required for investigations and compliance reviews.
• Document findings meticulously while ensuring full compliance with AML and Politically Exposed Persons (PEP) guidelines.
• Stay continuously updated with the latest AML/KYC procedures, sanctions regulations, and industry best practices.
• Leverage experience in investigating complex cases and drafting well-structured narratives to support regulatory submissions and internal reporting.
• Utilize risk and compliance platforms including Hogan, SVP, and FCP for comprehensive screening, risk assessment, and investigative workflows.
• Demonstrate the ability to handle complex compliance issues and make sound risk-based decisions autonomously.