A Professional In Investment Banning with over 4 years of work experience in the corporate around 3 years of work in investment compliance looking for a new opporunity.
Overview
5
5
years of professional experience
1
1
Certification
Work History
Complaince Admin
Invesco
10.2023 - Current
Ensure Batch Exceptions are Reviewed and batch Completion emails are sent on time (for funds as well as US and Multi assets funds)
Tested Multiple rules on an and performed various Ad-hoc requests such as addition and decommissioning of rules.
Delivered Monthly Analytics, trained/Retrained/Reverse shadowed, and solved doubts of team members on analytics activities.
Enhanced/challenged the Status quo of the current process through Enhancements resulting in savings 20/30 of hours in a month.
Received RNRs and Cheers to Peers from Team mates.
Analyst
Axa Business Services Private Ltd
01.2022 - Current
To routinely manage Coding of Guidelines, Post-Trade Monitoring & Investment Compliance Adhoc task of AB Portfolios.
Process Associate
Tata Consultancy Services
08.2019 - 01.2021
To execute Transaction/Activity as Prescribed Guidelines and timelines to meet the quality standards and SLAs laid out by the client within the limits of agreed SLAs, Corporate and Client guidelines.
Education
SSC ( Maharashtra State Board ) -
Somalwar High School
Bachelor of Commerce -
Hislop College, RTMNU University
01.2019
Commerce Stream in HSC ( Maharashtra State Board ) -
Hislop College, Junior College
01.2016
Skills
Adaptability & Time Management Able to Achieve deadlines
SQL, MS Office ( Excel, Power, PowerPoint ) Intermediate Bloomberg
Quick Process Learner a keen interest in learning a new aspect of the business
Certification
Certified Investment Banking Operations Professional
Languages
English
Hindi
Marathi
Management And Extra Extracurricular Activities
Executive Member 2017-2019 During Graduation Under Commerce Association.
Managed College Functions and Events During Graduation
Representative in Invesco care, Invesco connect.
Timeline
Complaince Admin
Invesco
10.2023 - Current
Analyst
Axa Business Services Private Ltd
01.2022 - Current
Process Associate
Tata Consultancy Services
08.2019 - 01.2021
SSC ( Maharashtra State Board ) -
Somalwar High School
Bachelor of Commerce -
Hislop College, RTMNU University
Commerce Stream in HSC ( Maharashtra State Board ) -